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Position: Internal Audit - Fixed Income - Manager
Job Number: MS03991
Location: NJ - Central
NJ - Northern
NY - New York City
Date Posted: 2017-10-23
Salary Range: $126-150k
Job Summary:

Global Investment Bank seeking an Internal Audit VP to join the Fixed Income desk!

Company Information:

Name: Leading Investment Bank

Job Description:

•The Fixed Income Audit team is responsible for assessing the adequacy of the control environments across the Rates, Financing, and Securitized Products businesses. This is achieved through a program of audit coverage which is performed and managed by a team of integrated financial and technology business specialists.

•Responsible for execution of the program for Fixed Income market trading businesses related to Securities (Agency, Municipal, and Treasuries) and Derivative instruments

•Plan and execute all aspects of audit activities including risk assessments, audit planning, audit testing, control evaluation, audit reporting, work paper documentation, and verification of issue / action plan closures. Ensure audits are completed timely and within budget.

•Work closely with audit colleagues located across the globe in the early identification of emerging control issues and reporting them timely to Audit management and business stakeholders.

•Perform monitoring of operational and financial related data to recognize patterns and trends with risk and control implications.

•Stay up to date with evolving regulatory and market events relating to the Fixed Income businesses.

•Partner with business management, other control groups (i.e. risk management, compliance, fraud prevention), external auditors, and regulators establishing strong working relationships while maintaining independence. 

Requirements / Qualifications:

  • Minimum bachelors degree in Accounting or Finance, or related discipline
  • CPA and/or Advanced Degree in Finance or Accounting is preferred
  • Minimum 6 years experience in public accounting or financial services firm, preferably strong knowledge of securities and derivatives related trading businesses and products 

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