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Position: Audit Manager/VP - Equities
Job Number: MS03990
Location: NY - New York City
Date Posted: 2017-11-10
Salary Range: $126-150k Over $150k
Job Summary:

Tier 1 Investment Bank seeking a Manager/VP to join the Equities trading desk!

Company Information:

Name: Leading Investment Bank

Job Description:

•The Fixed Income Audit team is responsible for assessing the adequacy of the control environments across the Rates, Financing, and Securitized Products businesses. This is achieved through a program of audit coverage which is performed and managed by a team of integrated financial and technology business specialists.

•Responsible for execution of the program for Fixed Income market trading businesses related to Securities (Agency, Municipal, and Treasuries) and Derivative instruments

•Plan and execute all aspects of audit activities including risk assessments, audit planning, audit testing, control evaluation, audit reporting, work paper documentation, and verification of issue / action plan closures. Ensure audits are completed timely and within budget.

•Work closely with audit colleagues located across the globe in the early identification of emerging control issues and reporting them timely to Audit management and business stakeholders.

•Perform monitoring of operational and financial related data to recognize patterns and trends with risk and control implications.

•Stay up to date with evolving regulatory and market events relating to the Fixed Income businesses.

•Partner with business management, other control groups (i.e. risk management, compliance, fraud prevention), external auditors, and regulators establishing strong working relationships while maintaining independence. 

Requirements / Qualifications:

  • Minimum Bachelors degree in Accounting, Finance or related discipline
  • 6 -10 years audit or relevant business experience
  • Good understanding of internal control concepts
  • Enthusiastic, self motivated, effective under pressure and willing to take personal responsibility/accountability
  • Works well individually and in teams, shares information and supports colleagues

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