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Position: Wealth Manager - Capital Markets Audit - Director
Job Number: MS04792
Location: NJ - Central
NJ - Northern
NY - New York City
Date Posted: 2019-01-18
Salary Range: Over $150k
Job Summary:

Top investment bank seeking a Director/Senior Manager to join the Broker Dealer Audit team!

Company Information:

Name: Leading Investment Bank

Job Description:

– conduct reviews and audits of specific business areas, provide practical, innovative and value-added solutions to issues identified

– analyze and assess risks and barriers to delivery (investment suitability, supervision, cross-border), assumed by both the business and support functions

– identify and evaluate the effectiveness of controls designed to address those risks

Requirements / Qualifications:

– experience (minimum 8 years) in audit, compliance or internal risk management areas within the financial industry. This experience could have been gained at a consulting firm or in an internal audit function

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