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Position: Associate - Regulatory Operations
Job Number: MS05027
Location: NY - New York City
Date Posted: 2019-06-25
Salary Range:
Job Summary:

Our client, located in the greater New York City area, is seeking an Associate with strong options knowledge to join their Regulatory Operations team. 

Company Information:

Name: Leading Investment Bank

Job Description:

Our client, located in the greater New York City area, is seeking an Associate with strong options knowledge to join their Regulatory Operations team.  This is a highly visible area, as the Associate will be at the forefront of any and all new trade/reporting regulations being implemented in the capital markets space.  This individual will be responsible for developing management oversight reports, documenting and revising existing processes and procedures, and producing and validating weekly regulatory reports. This role has heavy interaction with technology and operations. MUST understand full trade life cycle for option products.  Previous experience with Electronic Blue Sheets, LOPR, Short Interest, TRACE, MSRB is a plus.

Requirements / Qualifications:

MUST understand full trade life cycle for option products.  Previous experience with Electronic Blue Sheets, LOPR, Short Interest, TRACE, MSRB is a plus.

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