« Back To Search Results

Position: Regulatory Compliance Analyst
Job Number: MS03636
Location: NY - New York City
Date Posted: 2019-06-19
Salary Range: $101-125k
Job Summary:

Amazing opportunity to join a Premiere Financial Services Firm in a Regulatory Reporting Capacity!

Company Information:

Name: Global Fortune 500 Company

Job Description:

We are looking for a Regulatory Compliance Analyst to join our fast growing, dynamic Regulatory Solutions team in our Midtown Manhattan, NYC office. The Regulatory Solutions group provides regulatory reporting and other compliance services for Registered Investment Advisors and Funds.

Responsibilities Include:


  • Preparing SEC Form PF, Form CPO-PQR, AIFMD-Annex IV, Form 13F and other regulatory reports for clients
  • Managing client relationships
  • Significant systems development responsibilities
  • Coordinating New York operations with offices worldwide for seamless client coverage
  • Enhancing existing regulatory products and processes
  • Developing new regulatory products
  • Creating solutions to analytical problems independently 


Requirements / Qualifications:

  • Bachelors degree in accounting or related field
  • 4+ years experience in the finance industry
  • Working knowledge of financial products, especially fixed income and derivatives
  • Capability to implement and improve structured processes
  • Strong knowledge of MS Excel including v-lookup and pivot tables
  • Excellent communication and presentation skills
  • Possesses strong ambition and entrepreneurial sprit
  • Prior hedge fund accounting experience a plus
  • MBA, CFA & CPA a plus 


Enter email address to receive our job alerts.

Explore our Career Center and familiarize yourself with ways on how you can build and improve your resume, cover letter, and interviewing skills.

 Resume Writing Tips
 Cover Letter Tips
 Interview Tips
 Financial Glossary