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Position: Regulatory Compliance - Senior Associate/Manager
Job Number: MS04091
Location: NY - New York City
Date Posted: 2017-12-20
Salary Range: $81-100k $101-125k
Job Summary:

Leading Fund Service provider seeking a Senior Associate/Manager to join the Regulatory Compliance team!

Company Information:

Name: Financial Services Firm

Job Description:

-Preparing SEC Form PF, Form CPO-PQR, AIFMD-Annex IV, Form 13F and other regulatory reports for clients
-Managing client relationships
-Significant systems development responsibilities
-Significant systems development responsibilities
-Coordinating New York operations with offices worldwide for seamless client coverage
-Developing new regulatory products
-Creating solutions to analytical problems independently

Requirements / Qualifications:

Bachelors degree in accounting or related field

- 4+ years experience in the finance industry

- Working knowledge of financial products, especially fixed income and derivatives

Capability to implement and improve structured processes

- Strong knowledge of MS Excel including v-lookup and pivot tables

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