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Position: Senior Audit Associate
Job Number: MS04243
Location: NY - New York City
Date Posted: 2018-03-14
Salary Range: $81-100k $101-125k
Job Summary:

Leading Asset Management firm seeking a Senior Audit Associate to join their growing team! 

Company Information:

Name: Leading Asset Management Firm

Job Description:

1. Assist Audit Management in carrying out the annual audit plan by the following means:

a. Assist in planning the scope of audits

b. Prepare audit programs and execute comprehensive audits in various operational and financial areas of the company, both domestic and international

c. Participate in audit planning, progress, and wrap-up meetingsd. Recommend corrective actions/business resolutions, as appropriate, and follow up on implementation

d. Prepare audit workpapers that evidence completion of audit and form an adequate basis for the audit report

e. Prepare drafts of audit reports

2. Assess the accuracy and adequacy of financial information and the Company’s internal controls by:

a. Reviewing transactions, documents, records, reports, accounting and operational methodologies

b. Using inquiry and observation

c. Employing analytical review procedures

3. Assist Audit Management in accomplishing certain administrative tasks:

a. Preparation of annual risk assessments

b. Preparation of Annual audit plan

c. Preparation of commentary for the Audit Committee material

Requirements / Qualifications:

· Bachelors degree from an accredited 4-year institution

· 5+ years experience (within audit and/or the business) on the buy-side of the global financial services industry. Experience in the follow areas: Research, Portfolio Management, Buy-Side trading, including quantitative/algo trading, Investment Management Operations, Institutional Sales and Marketing, Regulatory and Investment Compliance

· Experience in the asset management industry (including alternatives and mutual funds) is a big plus

· Professional Certification (CIA, CFSA, CFA etc,) or Advanced Degree preferred

· Strong written and oral communication skills are a must

· Strong interpersonal skills

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