Job Number: MS03994Location: NY - New York City
Date Posted: 2017-10-23
Salary Range: $126-150k
Leading Investment Bank seeking a Senior Manager to join the Wealth Management division!Company Information:
Name: Leading Investment BankJob Description:
• Manage, analyze and evaluate the Firm's Wealth
Management brokerage business focusing on products, investment advisory, branch
operations, sales practices, and client suitability to evaluate the risk and
control framework supporting the business.
• Four-six years of audit management, related retail brokerage or
regulatory experience within the financial services industry.
Previous audit or compliance experience with a complex or medium size bank or
broker dealer that focused on retail broker dealer sales practice and
suitability trading activities or related public accounting audit experience.