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Position: AVP - Regulatory Auditor
Job Number: MS04722
Location: NY - New York City
Date Posted: 2019-01-08
Salary Range: $101-125k $126-150k
Job Summary:

Global Investment Bank seeking an AVP to join the Regulatory Reporting team and focus on YY regulation

Company Information:

Name: Leading Investment Bank

Job Description:

·         Participate in integrated Asset Management audits

·         Identify and escalate exceptions during the audit fieldwork, prepares draft findings and communicate results to the audit lead or the Principal Audit Manager as well as to the business

·         Communicate with the audit lead on the audit progress and escalates problems/delays

·         Complete the assigned audit work in line with agreed budgets

·         Support in the monitoring of risk profiles, regulatory requirements and industry developments and contribute to Risk Assessments and Continuous Monitoring for relevant areas

·         Develop and maintain broad financial services experience and Bank knowledge. Keeps abreast of business/industry changes and their impact

Requirements / Qualifications:

-4+ years experience in regulatory reporting


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